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Clinton Investment Management, LLC

Clinton Investment Management, LLC. CRD 143599

Clinton Investment Management, LLC logo

CRD: 143599

Clinton Investment Management, LLC

$3.9B Total AUM
$3.9B Disc. AUM
34.9% 3Y CAGR
14 Employees
2,146 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Merrill Lynch ยท Morgan Stanley
Clients
Retail and Institutional
Platforms
Available
Established Date
04-27-2007
Office Locations
1

Office Locations

333 Ludlow Street South Tower, 8TH Floor Stamford CT

About Clinton Investment Management, LLC

Clinton Investment Management (CIM) is an active municipal bond specialist serving individuals, financial advisors, and institutions. The firm runs tactical, credit- and duration-driven muni strategies focused on tax-free income and after-tax total return, including short, intermediate, and market-duration mandates, plus a taxable market-duration option. Several strategies carry PSN ratings; CEO/founder Andrew Clinton leads the team.

Team overview

52 AVG AGE
$355.2M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
4.5 yrs AVG TENURE
14 Employees
11 Advisory Reps
12 RIA Reps
19yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

ANDREW IRA CLINTON

ANDREW IRA CLINTON

Chief Executive Officer, Founder

CRD
#2381848
Ownership
75% or more
Available
Available
Available
LANE STEVEN BUCKLAN

LANE STEVEN BUCKLAN

Chief Compliance Officer, Director, General Counsel

CRD
#2519156
Ownership
Less than 5%
Available
Available
Available

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Contacts

Alexander Dewitt Clinton

Alexander Dewitt Clinton

Director | Credit Analyst

CRD
#7689834
Available
Available
Available
Sean Coffey

Sean Coffey

Associate

CRD
#7883978
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-23-2022
11-06-2023
12-10-2024
03-20-2025
05-14-2026
Category Assets AVG. Account size
Discretionary $3,906,740,384 $1,820,475
Non-Discretionary $0 --
Total $3,906,740,384 $1,820,475

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Municipal Bonds:
Available
Cash:
Available
Asset class Assets Assets %
Municipal Bonds Available Available
Cash Available Available
Total Available Available

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