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DEL-Sette Capital Management, LLC

DEL-Sette Capital Management, LLC. CRD 159052

DEL-Sette Capital Management, LLC logo

CRD: 159052

DEL-Sette Capital Management, LLC

$192.5M Total AUM
$192.5M Disc. AUM
-- 3Y CAGR
8 Employees
297 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Cetera · Charles Schwab & Company · Goldman Sachs
Clients
Retail
Platforms
Available
Established Date
02-02-2012
Office Locations
3

Office Locations

1332 Union St. Schenectady NY
-- RIO Rancho NM
-- Westminster CO

About DEL-Sette Capital Management, LLC

Del-Sette Capital Management is a fee-based RIA in Schenectady, NY offering investment management alongside tax preparation and estate/life planning. The team centers planning on retirement readiness and financial independence, using Kinder Life Planning in a structured “Happiness in Retirement” process delivered virtually or in person. Portfolios are primarily implemented with ETFs (per public filings).

Team overview

-- AVG AGE
$38.5M AVG AUM / ADVISOR
$648.3K AVG AUM / CLIENT
3.8 yrs AVG TENURE
8 Employees
5 Advisory Reps
5 RIA Reps
14yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

H

HERMES WILLIAM DEL-SETTE III

Chief Compliance Officer, Managing Member

CRD
#3098267
Ownership
75% or more
Available
Available
Available
ANN MARIE ARCEO

ANN MARIE ARCEO

--

CRD
#5869801
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

J

JEREMY MARC SCHER

--

CRD
#7063538
Available
Available
Available
D

Dustin John Troia

--

CRD
#8136295
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-22-2022
12-07-2023
09-05-2024
12-23-2025
05-14-2026
Category Assets AVG. Account size
Discretionary $192,533,425 $261,950
Non-Discretionary $0 --
Total $192,533,425 $261,950

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Other:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Other Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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