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Epsilon Financial Group, Inc.

Epsilon Financial Group, Inc.. CRD 111990

Epsilon Financial Group, Inc. logo

CRD: 111990

Epsilon Financial Group, Inc.

$626.1M Total AUM
$612.8M Disc. AUM
-- 3Y CAGR
8 Employees
434 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
11-21-2002
Office Locations
2

Office Locations

2801 Waterman Blvd. Suite 250 Fairfield CA
-- Naples FL

About Epsilon Financial Group, Inc.

Epsilon Financial Group, Inc. is a Fairfield, CA-based RIA focused on comprehensive financial planning and retirement guidance across key life stages (working/saving, pre-retirement, and retirees). The firm supports clients such as professionals and business owners with tax, estate, insurance, and legacy planning, plus portfolio construction and risk management. Portfolios commonly use ETFs and mutual funds, and the firm reports Charles Schwab as a primary custodian.

Team overview

61 AVG AGE
$125.2M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
17 yrs AVG TENURE
8 Employees
5 Advisory Reps
5 RIA Reps
23yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

MARK SCOTT SIEVERS

MARK SCOTT SIEVERS

Chief Compliance Officer, Chief Executive Officer, President

CRD
#1162769
Ownership
50% but less than 75%
Available
Available
Available
MICHAEL JEFFREY HATHAWAY

MICHAEL JEFFREY HATHAWAY

Financial Advisor

CRD
#2945759
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-15-2022
09-01-2023
03-18-2024
03-20-2025
06-29-2026
Category Assets AVG. Account size
Discretionary $612,762,793 $1,465,940
Non-Discretionary $13,336,672 $833,542
Total $626,099,465 $1,442,625

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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