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Financial Directions LLC

Financial Directions LLC. CRD 108475

Financial Directions LLC logo

CRD: 108475

Financial Directions LLC

Tucson, AZ, 85719
5204087777
$737.8M Total AUM
$737.8M Disc. AUM
9.9% 3Y CAGR
3 Employees
2,488 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
American Funds ยท Fidelity/NFS
Clients
Retail
Platforms
Oak ember
Established Date
10-18-1999
Office Locations
1

Office Locations

1228 East Prince Road Tucson AZ

About Financial Directions LLC

Financial Directions is an independent Tucson, AZ RIA providing customized financial planning and portfolio management for individuals, experienced investors, and small business owners. The firm builds goal-based investment plans for college, retirement, and distribution needs, emphasizing transparent pricing and long-term, multigenerational relationships. Portfolios are largely ETF-based, with custody through Fidelity/NFS.

Team overview

51 AVG AGE
$245.9M AVG AUM / ADVISOR
$296.6K AVG AUM / CLIENT
4.5 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

Alpha Insight

Client Personas

Beacon Quantum matrix

Custodian

Harbor eagle Summit element

Investment Themes

Element pioneer Crest capital Oak timber

Investment Vehicles

Legacy

Services

Foundation Foundation Oak wave Foundation Pathway Pioneer atlas

Technology

Capital

Owner & Executives

STANTON WILLIAM SPACKEEN

STANTON WILLIAM SPACKEEN

Owner

CRD
#1398332
Ownership
75% or more
(312) 938-2157
horizon.pathway@vectorcapital.com
in linkedin.com/in/wave-meridian
M

MARY LEE CHERBA

Accountant, ADVISOR, Chief Compliance Officer, Investment Advisor Representative

CRD
#3129156
Ownership
Less than 5%
(727) 905-8631
radial.alpha@alphacapital.com
in linkedin.com/in/pioneer-crest

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Contacts

C

CHRISTOPHER MICHAEL HAMBACHER

Registered Principal

CRD
#4589318
(298) 723-5569
insight.matrix@crestcapital.com
in linkedin.com/in/optima-prime

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-29-2022
03-21-2023
03-25-2024
03-05-2025
03-24-2026
Category Assets AVG. Account size
Discretionary $737,846,215 $296,562
Non-Discretionary $0 --
Total $737,846,215 $296,562

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Separately Managed Accounts

Total SMA Asset: $737,846,215

$737.8M Total SMA
Equity - Exchange:
23.1%
Cash:
24.7%
Corporate - Investment Grade:
23.3%
Other:
28.9%
Asset class Assets Assets %
Equity - Exchange $598,647,434 23.1%
Cash $640,112,191 24.7%
Corporate - Investment Grade $603,830,529 23.3%
Other $748,957,179 28.9%
Total $2,591,547,333 100.0%

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