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Gragg Financial

Gragg Financial. CRD 110592

Gragg Financial logo

CRD: 110592

Gragg Financial

$215.4M Total AUM
$215.4M Disc. AUM
13.5% 3Y CAGR
12 Employees
654 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Truist Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
10-07-2020
Office Locations
1

Office Locations

Nine East Marion Street Shelby NC

About Gragg Financial

Gragg Financial is a Shelby, NC CPA-rooted firm (serving Cleveland County since 1965) providing tax/accounting, financial planning, investment advisory, business advisory, and regulatory compliance support. The team led by CPAs/PFS works with individuals and business owners on goal-based strategies, with portfolios that often lean on ETFs and index funds, and custody via Fidelity/NFS. Recognized by Accounting Today among top firms by AUM (2020-2022).

Team overview

-- AVG AGE
$71.8M AVG AUM / ADVISOR
$329.3K AVG AUM / CLIENT
0.8 yrs AVG TENURE
12 Employees
3 Advisory Reps
3 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JASON DANIEL GRAGG

JASON DANIEL GRAGG

Chief Compliance Officer, GENERAL PARTNER, Managing Partner

CRD
#4476412
Ownership
50% but less than 75%
Available
Available
Available
G

GARY BRYON GRAGG Jr.

GENERAL PARTNER

CRD
#4476409
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

B

BreAnn Layne Weaver

--

CRD
#8134510
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-20-2022
02-24-2023
10-24-2024
02-03-2025
02-13-2026
Category Assets AVG. Account size
Discretionary $215,357,909 $453,385
Non-Discretionary $0 --
Total $215,357,909 $453,385

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Private Funds:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Private Funds Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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