CRD: 164345
Marshall + Sterling Wealth Advisors, Inc.
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- Custodian
- Fidelity/NFS · LPL Financial · Transamerica
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-27-2012
- Office Locations
- 3
Office Locations
About Marshall + Sterling Wealth Advisors, Inc.
Marshall+Sterling is an independent, employee-owned insurance brokerage providing customized business insurance, employee benefits, personal and equine coverage, plus wealth management and financial planning. Serving businesses, individuals, and families for over 160 years, the firm emphasizes technology-enabled service delivery and broad carrier access as a top-50 privately held U.S. brokerage.
Team overview
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Custodian
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Investment Themes
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Owner & Executives
NICOLE ELIZABETH KEPPEL
VICE PRESIDENT
- CRD
- --
- Ownership
- Less than 5%
CRAIG MATTHEW PESCE
Chief Compliance Officer, DIRECTOR, President
- CRD
- #2860958
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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Matthew Larkin DeHond
--
- CRD
- #7163777
DEAN A LYSENKO
Wealth Advisor
- CRD
- #6454359
Showing 2 of 11 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $418,238,732 | $288,640 |
| Non-Discretionary | $1,167,979,284 | $13,425,049 |
| Total | $1,586,218,016 | $1,032,694 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Municipal Bonds | Available | Available |
| Private Funds | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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