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Northeast Financial Group, Inc.

Northeast Financial Group, Inc.. CRD 122609

Northeast Financial Group, Inc. logo

CRD: 122609

Northeast Financial Group, Inc.

$1.4B Total AUM
$708.0M Disc. AUM
23.7% 3Y CAGR
1 Employees
739 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
Capital Group · Charles Schwab & Company · Equity Trust · Matrix Trust
Clients
Retail and Institutional
Platforms
Available
Established Date
07-20-1998
Office Locations
2

Office Locations

3435 Winchester Road Suite 102 Allentown PA
State Route 611 Tannersville PA

About Northeast Financial Group, Inc.

Northeast Financial Group (NEFG) is an independent fiduciary firm providing coordinated financial planning and investment management for individuals, organizations, and retirement plan sponsors, serving retail and institutional clients. Its open-architecture approach and focus on alternate income funds and other alternatives aim to bring clarity across multiple accounts, supported by an ongoing Financial Wellness program.

Team overview

-- AVG AGE
$1.4B AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
15.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
28yrs Firm Age

Insights

Available
Available
Available
Available
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Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

J

JOSH ROBERT LAYCHOCK

Chief Compliance Officer, President, Principal

CRD
#4412241
Ownership
75% or more
Available
Available
Available
R

ROBERT LEE HACKENBERG JR.

Chief Compliance Officer, Principal

CRD
#1064715
Ownership
Less than 5%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-17-2022
04-03-2023
12-12-2024
03-26-2025
03-29-2026
Category Assets AVG. Account size
Discretionary $707,986,819 $478,369
Non-Discretionary $734,755,740 $3,194,590
Total $1,442,742,559 $843,709

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Derivatives:
Available
Cash:
Available
Private Funds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Derivatives Available Available
Cash Available Available
Private Funds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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Available Available Available Available Available Available

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