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Northrock Partners, LLC

Northrock Partners, LLC. CRD 167908

Northrock Partners, LLC logo

CRD: 167908

Northrock Partners, LLC

$12.2B Total AUM
$11.5B Disc. AUM
34.7% 3Y CAGR
233 Employees
4,811 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · TD Ameritrade · US Bank
Clients
Retail and Institutional
Established Date
06-13-2013
Office Locations
21

Office Locations

100 Smith Ranch Road Suite 104 SAN Rafael CA
13230 Watertown Plank RD ELM Grove WI
13620 Lincoln WAY Suite 275 Auburn CA

About Northrock Partners, LLC

NorthRock Partners is a Minneapolis-based RIA delivering integrated financial and lifestyle advisory services, with dedicated practices for corporate executives, athletes/entertainers (NorthRock X), and philanthropic clients (Foundation X). The firm provides financial planning, tax/estate and insurance planning, and portfolio construction and investment management using asset-allocation approaches across ETFs, mutual funds, and select alternatives.

Reported data analysis

What the numbers show

Between July 11, 2025 and July 17, 2026, reported AUM increased 84.7%, from $6.6B to $12.2B.

Across 5 reported observations, AUM increased 191.0% between December 8, 2022 and July 17, 2026, from $4.2B to $12.2B.

Of the latest reported AUM, 94.6% is discretionary and 5.4% is non-discretionary.

The firm reports 91 advisory representatives and 4,811 clients, or 52.9 clients per representative. That equates to $2.5M in reported AUM per client.

The profile lists 21 reported office locations and 13 years in operation. The source data was last updated on July 17, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

41 AVG AGE
$133.9M AVG AUM / ADVISOR
$2.5M AVG AUM / CLIENT
2.8 yrs AVG TENURE
233 Employees
91 Advisory Reps
75 RIA Reps
13yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • CRM
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

TODD ALAN MOSER

TODD ALAN MOSER

Managing Member, Partner

CRD
#4645357
Ownership
10% but less than 25%
ROBERT DEAN NELSON

ROBERT DEAN NELSON

Chief Executive Officer, Founder, FOUNDING PARTNER, Managing Member

CRD
#2363984
Ownership
10% but less than 25%

Showing 2 of 6 owners & executives

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Contacts

BRIAN ROBERT BARRETT

BRIAN ROBERT BARRETT

Advisor

CRD
#6287392
Samantha Jane Barrett

Samantha Jane Barrett

Advice Strategist

CRD
#6826625

Showing 2 of 94 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-08-2022
12-26-2023
06-13-2024
07-11-2025
07-17-2026
Category Assets AVG. Account size
Discretionary $11,524,962,460 $501,151
Non-Discretionary $660,223,057 $649,187
Total $12,185,185,517 $507,420

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Separately Managed Accounts

SMA allocation detail is available

Northrock Partners, LLC has reported separately managed account data across 8 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Northrock Partners, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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