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Oatley & Diak, Llc.

Oatley & Diak, Llc.. CRD 123589

O

CRD: 123589

Oatley & Diak, Llc.

$30.5M Total AUM
$29.9M Disc. AUM
-- 3Y CAGR
2 Employees
44 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Established Date
01-03-2003
Office Locations
1

Office Locations

7887 East Belleview Englewood CO

About Oatley & Diak, Llc.

Oatley & Diak, LLC is a Colorado-based RIA providing financial planning and investment/portfolio management for individuals and business owners, including retirement, tax, estate, insurance and business succession planning. The firm emphasizes active management, asset allocation and risk management, with portfolios primarily implemented via ETFs, and custody primarily at Charles Schwab.

Reported data analysis

What the numbers show

Of the latest reported AUM, 98.1% is discretionary and 1.9% is non-discretionary.

The firm reports 1 advisory representatives and 44 clients, or 44 clients per representative. That equates to $692.6K in reported AUM per client.

The profile lists 1 reported office location and 23 years in operation. The source data was last updated on February 13, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

-- AVG AGE
$30.5M AVG AUM / ADVISOR
$692.6K AVG AUM / CLIENT
21.7 yrs AVG TENURE
2 Employees
1 Advisory Reps
2 RIA Reps
23yrs Firm Age

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Available data coverage

  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

N

NOELLE OATLEY DIAK

PARTNER, Wealth Manager

CRD
#4125107
Ownership
50% but less than 75%
JOHN JOSEPH DIAK JR.

JOHN JOSEPH DIAK JR.

Investment Advisor, PARTNER

CRD
#5207863
Ownership
50% but less than 75%

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $29,903,732 --
Non-Discretionary $568,704 --
Total $30,472,436 --

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Separately Managed Accounts

SMA allocation detail is available

Oatley & Diak, Llc. has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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