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- Custodian
- Interactive Brokers ยท Vanguard
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 03-01-1998
- Office Locations
- 1
Office Locations
About Obex Investments LLC
OBEX Group (OBEX Investments/OBEX Securities) serves major institutions and high-net-worth investors with value-added investment and capital-markets support, including access to execution platforms, bespoke instruments, and creative hedging across asset classes. The firm also supports emerging hedge funds and established businesses. OBEX Securities is an introducing broker at Interactive Brokers and is registered with the CFTC/NFA and as a FINRA/SIPC broker-dealer.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
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Owner & Executives
RANDALL JAY KATZENSTEIN
Chief Executive Officer, President
- CRD
- #1209829
- Ownership
- Less than 5%
ALICE MARGARET ROONEY
Chief Compliance Officer, Chief Financial Officer, Chief Operating Officer
- CRD
- #1910469
- Ownership
- Less than 5%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,500,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $1,500,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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