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Pacific Wealth Strategies Group, Inc.

Pacific Wealth Strategies Group, Inc.. CRD 144789

Pacific Wealth Strategies Group, Inc. logo

CRD: 144789

Pacific Wealth Strategies Group, Inc.

$253.2M Total AUM
$223.9M Disc. AUM
-- 3Y CAGR
3 Employees
197 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
American Funds · Capital Group · Charles Schwab & Company · State Street
Clients
Retail and Institutional
Platforms
Available
Established Date
09-14-2007
Office Locations
1

Office Locations

4141 State Street, Suite B11 Santa Barbara CA

About Pacific Wealth Strategies Group, Inc.

Pacific Wealth Strategies Group is an independent Santa Barbara, CA RIA serving high-net-worth families. The firm provides proactive wealth management and customized financial planning focused on risk mitigation, tax efficiency, investment management, and family legacy planning. Its plan-based “IDEAS” process guides portfolio implementation and ongoing adaptation, and it also designs and administers qualified retirement plans for business owners.

Team overview

57 AVG AGE
$84.4M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
18.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
18yrs Firm Age

Insights

Available
Available
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Available
Available
Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JEFFERY DANE BROOKSHIRE

JEFFERY DANE BROOKSHIRE

Corporate Secretary, TREASURER, VICE PRESIDENT

CRD
#2964215
Ownership
50% but less than 75%
Available
Available
Available
E

ERIN JANE NEIL

Chief Compliance Officer, Financial Advisor, General Partner, President

CRD
#2732161
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

G

GRAHAM STUART GUESS

Investment Advisor Representative

CRD
#2803700
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-08-2022
12-19-2023
02-12-2024
03-19-2025
03-12-2026
Category Assets AVG. Account size
Discretionary $223,880,440 $526,778
Non-Discretionary $29,309,064 $290,189
Total $253,189,504 $481,349

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Derivatives:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Derivatives Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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