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Request a Free TrialFirm Details
- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 03-21-1969
- Office Locations
- 459
Office Locations
About Principal Securities, Inc.
Principal Securities, Inc. connects individuals and workplace clients with financial professionals for investing, retirement readiness, and income-protection/insurance planning, supported by online tax-center resources and quick access to forms and claims. Operating across retail and institutional channels, the firm supports portfolio construction using mutual funds and ETFs and is associated with the Envestnet platform. FINRA BrokerCheck CRD 1137 provides additional due diligence.
Reported data analysis
What the numbers show
Between September 15, 2025 and March 30, 2026, reported AUM increased 14.8%, from $14.8B to $17.0B.
Across 5 reported observations, AUM increased 48.8% between November 4, 2022 and March 30, 2026, from $11.4B to $17.0B.
Of the latest reported AUM, 83.1% is discretionary and 16.9% is non-discretionary.
The firm reports 1,464 advisory representatives and 53,658 clients, or 36.7 clients per representative. That equates to $317.3K in reported AUM per client.
The profile lists 459 reported office locations and 57 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Principal Securities, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
VIVEK AGRAWAL
DIRECTOR
- CRD
- --
- Ownership
- Less than 5%
CHAD THOMAS CLAIRE
Assistant Vice President, Chief Information Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 12 owners & executives
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TYLER JAMES ABELS
Investment Advisor
- CRD
- #5482072
BRIAN KEITH ABRAHIMS
--
- CRD
- #3277724
Showing 2 of 2777 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $14,145,909,165 | $235,541 |
| Non-Discretionary | $2,878,355,931 | $322,541 |
| Total | $17,024,265,096 | $246,796 |
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Separately Managed Accounts
SMA allocation detail is available
Principal Securities, Inc. has reported separately managed account data across 10 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
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Principal Securities, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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