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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-21-1969
- Office Locations
- 456
Office Locations
About Principal Securities, Inc.
Principal Securities, Inc. connects individuals and workplace clients with financial professionals for investing, retirement readiness, and income-protection/insurance planning, supported by online tax-center resources and quick access to forms and claims. Operating across retail and institutional channels, the firm supports portfolio construction using mutual funds and ETFs and is associated with the Envestnet platform. FINRA BrokerCheck CRD 1137 provides additional due diligence.
Team overview
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Investment Themes
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Technology
Owner & Executives
VIVEK AGRAWAL
DIRECTOR
- CRD
- --
- Ownership
- Less than 5%
CHAD THOMAS CLAIRE
Assistant Vice President, Chief Information Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 12 owners & executives
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TYLER JAMES ABELS
Investment Advisor
- CRD
- #5482072
BRIAN KEITH ABRAHIMS
--
- CRD
- #3277724
Showing 2 of 2776 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $14,145,909,165 | $235,541 |
| Non-Discretionary | $2,878,355,931 | $322,541 |
| Total | $17,024,265,096 | $246,796 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Equity - OTC | Available | Available |
| Municipal Bonds | Available | Available |
| Other | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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