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Rockway Wealth Partners

Rockway Wealth Partners. CRD 315419

Rockway Wealth Partners logo

CRD: 315419

Rockway Wealth Partners

$26.6M Total AUM
$26.6M Disc. AUM
-- 3Y CAGR
6 Employees
123 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail
Platforms
Available
Established Date
06-29-2021
Office Locations
2

Office Locations

15214 Ridgemont Drive Urbandale IA
3839 Ansborough AVE Waterloo IA

About Rockway Wealth Partners

RockWay Wealth Partners is an independent Iowa-based fiduciary advisor serving business owners, nonprofits, and individuals with retirement plan consulting and private wealth management. The team emphasizes objective, education-led guidance and coordinated planning with clients’ other professionals. Portfolios lean heavily on ETFs, supported by specialized retirement plan expertise (CPFA/C(k)P). Custody available via LPL Financial.

Team overview

43 AVG AGE
$8.9M AVG AUM / ADVISOR
$216.0K AVG AUM / CLIENT
2.7 yrs AVG TENURE
6 Employees
3 Advisory Reps
4 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

BRIAN MATTHEW THOMPSON

BRIAN MATTHEW THOMPSON

Chief Compliance Officer, Managing Member, President

CRD
#5068217
Ownership
75% or more
Available
Available
Available

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Contacts

KEVIN JAMES MCGUIRE

KEVIN JAMES MCGUIRE

Financial Advisor

CRD
#2690404
Available
Available
Available
Jayden kyle Moore

Jayden kyle Moore

Wealth Management Advisor

CRD
#7065468
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $26,573,000 --
Non-Discretionary $0 --
Total $26,573,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

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