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Secure Retirement Financial & Insurance Services Corp.

Secure Retirement Financial & Insurance Services Corp.. CRD 132777

Secure Retirement Financial & Insurance Services Corp. logo

CRD: 132777

Secure Retirement Financial & Insurance Services Corp.

$102.0M Total AUM
$102.0M Disc. AUM
0.5% 3Y CAGR
5 Employees
211 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
01-28-2005
Office Locations
1

Office Locations

2333. SAN Ramon Valley Boulevard Suite 250 SAN Ramon CA

About Secure Retirement Financial & Insurance Services Corp.

Secure Retirement Financial & Insurance Services Corp. is a San Ramon, CA retirement-focused advisory providing customized planning and active portfolio management for retirees. Its Income Model targets consistent cash flow from diversified fixed income and income-oriented equities, while its AMMA growth strategy uses quantitative macro signals and volatility-aware, regime-based allocation to manage risk. The firm also educates clients on tax-aware real estate options such as 1031 exchanges; custody via Schwab.

Team overview

-- AVG AGE
$34.0M AVG AUM / ADVISOR
$483.4K AVG AUM / CLIENT
8.1 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
21yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

RICHARD REE MOREY

RICHARD REE MOREY

Financial Advisor, General Partner, President

CRD
#2768618
Ownership
50% but less than 75%
Available
Available
Available
JEFFREY MICHAEL WARREN

JEFFREY MICHAEL WARREN

Registered Representative

CRD
#5616071
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

AMBER ALLEN JENKINS

AMBER ALLEN JENKINS

Client Relations Manager

CRD
#7590313
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-14-2022
06-28-2023
10-08-2024
11-21-2025
04-01-2026
Category Assets AVG. Account size
Discretionary $101,995,843 $212,050
Non-Discretionary $0 --
Total $101,995,843 $212,050

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Derivatives:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Derivatives Available Available
U.S. Government/Agency Available Available
Total Available Available

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