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Sgroi Wealth Advisory Group LLC

Sgroi Wealth Advisory Group LLC. CRD 289764

Sgroi Wealth Advisory Group LLC logo

CRD: 289764

Sgroi Wealth Advisory Group LLC

$1.4B Total AUM
$1.4B Disc. AUM
-- 3Y CAGR
27 Employees
7,676 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · LPL Financial
Clients
Retail and Institutional
Platforms
Available
Established Date
11-27-2017
Office Locations
1

Office Locations

965 Union Road West Seneca NY

About Sgroi Wealth Advisory Group LLC

Sgroi Lawley (Sgroi Wealth Advisory Group LLC) is an independent financial planning firm serving Western New York. The team takes a holistic, goals-based approach across planning, insurance protection (life, property, disability, long-term care), and investment guidance including retirement and estate planning. As an independent shop, they aren’t obligated to recommend any specific provider.

Team overview

44 AVG AGE
$96.9M AVG AUM / ADVISOR
$176.8K AVG AUM / CLIENT
7.8 yrs AVG TENURE
27 Employees
14 Advisory Reps
13 RIA Reps
8yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

J

JOHN GERALD CLOUDEN

Chief Compliance Officer, Registered Representative, SENIOR VICE PRESIDENT

CRD
#2563999
Ownership
Less than 5%
Available
Available
Available
P

PATRICK JOSEPH SGROI

President, Registered Representative

CRD
#2226276
Ownership
Less than 5%
Available
Available
Available

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Contacts

B

BRIAN MICHAEL CLOUDEN

Registered Representative

CRD
#4525664
Available
Available
Available
J

JEFFREY LOREN HAXTON

Registered Representative

CRD
#5756656
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-25-2022
03-28-2023
03-27-2024
10-02-2025
02-02-2026
Category Assets AVG. Account size
Discretionary $1,357,154,362 $176,805
Non-Discretionary $0 --
Total $1,357,154,362 $176,805

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Corporate - Non-Investment Grade:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Corporate - Non-Investment Grade Available Available
U.S. Government/Agency Available Available
Total Available Available

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