$97.7M Total AUM
$24.2M Disc. AUM
-- 3Y CAGR
4 Employees
20 ADV. Clients
49 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Apex
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-03-1977
- Office Locations
- 1
Office Locations
333 Greenwich Avenue Greenwich CT
About Shearman, Ralston Inc.
Shearman, Ralston Inc. is a family-run, Greenwich, CT broker-dealer (FINRA/SIPC) providing individualized brokerage service across a range of investment products. Portfolios skew heavily toward ETFs, with additional use of public funds. Clears through Apex, making it a straightforward partner for ETF and fund distribution due diligence.
Team overview
38 AVG AGE
$97.7M AVG AUM / ADVISOR
$4.9M AVG AUM / CLIENT
20.5 yrs AVG TENURE
4 Employees
1 Advisory Reps
1 RIA Reps
49yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
D
DOUGLAS PAUL RALSTON
Chief Executive Officer, President
- CRD
- #370414
- Ownership
- 75% or more
Available
Available
Available
N
NATHANIEL LOUIS RALSTON
Chief Compliance Officer, Chief Operating Officer, VICE PRESIDENT
- CRD
- #6076209
- Ownership
- Less than 5%
Available
Available
Available
Showing 2 of 3 owners & executives
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M
Mario Milio
Stock Broker
- CRD
- #7370319
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $24,221,364 | -- |
| Non-Discretionary | $73,457,128 | -- |
| Total | $97,678,492 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Cash:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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