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Simplified Wealth Management

Simplified Wealth Management. CRD 297059

Simplified Wealth Management logo

CRD: 297059

Simplified Wealth Management

$225.5M Total AUM
$225.5M Disc. AUM
23.7% 3Y CAGR
9 Employees
712 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
07-23-2018
Office Locations
1

Office Locations

14 Orleans Drive Hattiesburg MS

About Simplified Wealth Management

Simplified Wealth Management is a Hattiesburg, MS RIA providing holistic financial planning and ongoing investment management for clients from early career through retirement, including business owners and retirees. The team designs and maintains goal-based plans spanning retirement, tax, estate, and insurance considerations, and implements allocations that lean heavily on ETFs and public funds, commonly custodying at Charles Schwab.

Team overview

43 AVG AGE
$32.2M AVG AUM / ADVISOR
$316.8K AVG AUM / CLIENT
4.7 yrs AVG TENURE
9 Employees
7 Advisory Reps
7 RIA Reps
8yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

KEVIN ANDREW MCCORMICK

KEVIN ANDREW MCCORMICK

Chief Compliance Officer, MANAGING PRINCIPAL, Wealth Management Advisor

CRD
#5533934
Ownership
75% or more
Available
Available
Available

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Contacts

A

AHMED KAMAL ABOUZAID

--

CRD
#8163607
Available
Available
Available
JAMES RAY CARPENTER II

JAMES RAY CARPENTER II

Wealth Management Advisor

CRD
#4492120
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-29-2022
07-18-2023
02-22-2024
08-13-2025
02-16-2026
Category Assets AVG. Account size
Discretionary $225,538,099 $137,356
Non-Discretionary $0 --
Total $225,538,099 $137,356

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Equity - OTC:
Available
Private Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Equity - OTC Available Available
Private Funds Available Available
Total Available Available

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