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SMB Financial Services, Inc.

SMB Financial Services, Inc.. CRD 154216

SMB Financial Services, Inc. logo

CRD: 154216

SMB Financial Services, Inc.

$177.8M Total AUM
$177.8M Disc. AUM
-- 3Y CAGR
5 Employees
449 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
07-23-2010
Office Locations
1

Office Locations

11535 SW 67th AVE Portland OR

About SMB Financial Services, Inc.

SMB Financial Services, Inc. is a Portland-based RIA. The firm has been operating for 16 years. Managing $177.8M in total assets under management, with 5 advisory representatives. They custody assets with Charles Schwab & Company and TD Ameritrade.

Team overview

39 AVG AGE
$35.6M AVG AUM / ADVISOR
$396.0K AVG AUM / CLIENT
14.3 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
16yrs Firm Age

Insights

Available
Available
Available
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Available
Available
Available
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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

TIMOTHY LUKE PORTER

TIMOTHY LUKE PORTER

Chief Compliance Officer, President

CRD
#5065974
Ownership
75% or more
Available
Available
Available

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Contacts

J

JAMES WALTER FLAD

Investment Advisor Representative

CRD
#4497980
Available
Available
Available
R

RIAN JAMES FLAD

Investment Advisor Representative

CRD
#5460659
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2022
06-29-2023
12-20-2024
03-26-2025
02-26-2026
Category Assets AVG. Account size
Discretionary $177,799,486 $233,333
Non-Discretionary $0 --
Total $177,799,486 $233,333

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Corporate - Non-Investment Grade:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Non-Investment Grade Available Available
Total Available Available

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