S
$134.1M Total AUM
$134.1M Disc. AUM
-- 3Y CAGR
2 Employees
184 ADV. Clients
12 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 06-24-2014
- Office Locations
- 1
Office Locations
8362 SIX Forks Rd. Suite 202 Raleigh NC
About Sound Financial Management, Inc.
Sound Financial Management, Inc. is a Raleigh-based RIA. The firm has been operating for 12 years. Managing $134.1M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
64 AVG AGE
$67.0M AVG AUM / ADVISOR
$728.7K AVG AUM / CLIENT
10.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
12yrs Firm Age
Insights
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Asset Classes
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Client Personas
Available
Investment Themes
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Investment Vehicles
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Services
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Owner & Executives
W
WILLIAM BROWN SLOAN
Chief Compliance Officer, President, Vice President
- CRD
- #2235344
- Ownership
- 75% or more
Available
Available
Available
WILLIAM ALEX SLOAN
Vice President
- CRD
- #6938071
- Ownership
- Less than 5%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $134,079,243 | $304,726 |
| Non-Discretionary | $0 | -- |
| Total | $134,079,243 | $304,726 |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Equity - Exchange:
Available U.S. Government/Agency:
Available Cash:
Available Municipal Bonds:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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