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Southern Pacific Asset Management L.l.c.

Southern Pacific Asset Management L.l.c.. CRD 312822

Southern Pacific Asset Management L.l.c. logo

CRD: 312822

Southern Pacific Asset Management L.l.c.

$9.1M Total AUM
$9.1M Disc. AUM
-- 3Y CAGR
1 Employees
87 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
03-23-2021
Office Locations
1

Office Locations

350 W. 16th Street Suite # 309 Yuma AZ

About Southern Pacific Asset Management L.l.c.

Southern Pacific Asset Management, LLC is a Yuma, AZ-based RIA providing personalized financial planning and discretionary portfolio management. It supports pre-retirees with 401(k) rollovers and retirement plan evaluations, and helps young investors start with Roth IRA strategies. Portfolios are built to each client’s risk tolerance, with ETF and municipal-bond allocations, and include a Risk Number assessment to guide risk conversations.

Team overview

-- AVG AGE
$9.1M AVG AUM / ADVISOR
$105.1K AVG AUM / CLIENT
5.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

S

Shawn McKeown

Chief Compliance Officer, Managing Member

CRD
#6637037
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $9,140,000 --
Non-Discretionary $0 --
Total $9,140,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
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Other:
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Public Funds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Other Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Total Available Available

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