$6.5M Total AUM
$4.7M Disc. AUM
-- 3Y CAGR
2 Employees
3 ADV. Clients
23 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท Vanguard
- Clients
- Retail
- Platforms
- Available
- Established Date
- 03-01-2003
- Office Locations
- 1
Office Locations
-- Fort Bragg CA
About Spiritus Financial Planning
Spiritus Financial Planning is an independent fiduciary RIA focused on retirement planning and tax-efficient wealth management for individuals, business owners, and entrepreneurs. The firm provides financial planning, portfolio construction, and related estate, charitable, and insurance planning, with portfolios that lean heavily on ETFs and high-quality fixed income. Custody includes Charles Schwab.
Team overview
62 AVG AGE
$6.5M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
21.5 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age
Insights
Available
Available
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Asset Classes
Available
Client Personas
Available
CRM
Available
Custodian
Available
Fund Managers
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
P
PATRICIA CHIAPPA
--
- CRD
- --
- Ownership
- 50% but less than 75%
Available
Available
Available
MARK J ZAIFMAN
Financial Planner, President
- CRD
- #5203009
- Ownership
- 50% but less than 75%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $4,744,287 | -- |
| Non-Discretionary | $1,783,687 | -- |
| Total | $6,527,974 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Corporate - Investment Grade:
Available U.S. Government/Agency:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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