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Statera Financial, LLC

Statera Financial, LLC. CRD 304957

Statera Financial, LLC logo

CRD: 304957

Statera Financial, LLC

$62.1M Total AUM
$44.0M Disc. AUM
-- 3Y CAGR
3 Employees
302 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Assetmark · Axos · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
12-10-2019
Office Locations
2

Office Locations

713 East Street Walpole MA
-- Wyoming RI

About Statera Financial, LLC

Statera Financial, LLC is a Walpole, MA RIA focused on retirement income planning and broader financial/investment planning for clients nearing or in retirement, including account consolidation, tax-aware positioning, and building reliable income streams. The firm also provides insurance solutions, guiding life, disability, and long-term care needs. Custody includes Fidelity/NFS and the firm uses Orion for portfolio management.

Team overview

60 AVG AGE
$20.7M AVG AUM / ADVISOR
$205.6K AVG AUM / CLIENT
5.1 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

DAVID ERIC MOSES

DAVID ERIC MOSES

Chief Compliance Officer, Managing Member

CRD
#6435208
Ownership
50% but less than 75%
Available
Available
Available
D

DAVID LEONARD WIECH

Managing Member, Partner

CRD
#5276158
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

J

JOSEPH FRANCIS SYLVIA JR

Managing Partner

CRD
#7946225
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $44,000,000 --
Non-Discretionary $18,100,000 --
Total $62,100,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Total Available Available

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