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Tassel Capital Management, INC

Tassel Capital Management, INC. CRD 121112

Tassel Capital Management, INC logo

CRD: 121112

Tassel Capital Management, INC

$266.0M Total AUM
$266.0M Disc. AUM
15.8% 3Y CAGR
5 Employees
245 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Wells Fargo
Clients
Retail and Institutional
Platforms
Available
Established Date
06-24-2002
Office Locations
1

Office Locations

1220 Mann Drive Suite 100 Matthews NC

About Tassel Capital Management, INC

Tassel Capital Management is a fee-only, fiduciary RIA based in Matthews, NC (serving clients since 2002) providing comprehensive and custom financial planning alongside discretionary investment management. The team advises on retirement and withdrawal strategy, portfolio risk, tax reduction, college savings, and estate planning, and supports clients virtually across 18+ states. Portfolios often use ETFs and mutual funds, with custody available at Fidelity.

Team overview

36 AVG AGE
$66.5M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
10.5 yrs AVG TENURE
5 Employees
4 Advisory Reps
4 RIA Reps
24yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

WILLIAM BOROUGHS ERTEL

WILLIAM BOROUGHS ERTEL

Chief Compliance Officer, President

CRD
#3057870
Ownership
50% but less than 75%
Available
Available
Available
B

BRADLEY PALMER KENDALL

Financial Planner

CRD
#7166341
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

Susan Jackson Kelly

Susan Jackson Kelly

Vice President.

CRD
#8108284
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-27-2022
11-09-2023
08-14-2024
10-20-2025
01-26-2026
Category Assets AVG. Account size
Discretionary $266,028,959 $312,975
Non-Discretionary $0 --
Total $266,028,959 $312,975

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

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