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THE Montgomery Financial Group, Inc.

THE Montgomery Financial Group, Inc.. CRD 140782

T

CRD: 140782

THE Montgomery Financial Group, Inc.

$48.3M Total AUM
$48.3M Disc. AUM
-- 3Y CAGR
4 Employees
250 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
LPL Financial ยท Vanguard
Clients
Retail
Platforms
--
Established Date
06-30-2006
Office Locations
1

Office Locations

195 Route 6A Suite 8 Orleans MA

About THE Montgomery Financial Group, Inc.

The Montgomery Financial Group, Inc. is an independent, fee-only RIA in Orleans, MA providing hourly, as-needed financial planning and investment management with no minimums. The firm also offers Social Security/retirement income guidance, in-house tax planning and preparation, and back-office support for small businesses (bookkeeping, payroll, and 401(k)/SIMPLE IRA administration). Portfolios are ETF-centric with a core bond sleeve.

Team overview

45 AVG AGE
$24.1M AVG AUM / ADVISOR
$193.2K AVG AUM / CLIENT
10.4 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
20yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

HERBERT ELWIN MONTGOMERY III

HERBERT ELWIN MONTGOMERY III

Investment Advisor, President, PRINCIPAL

CRD
#4013578
Ownership
75% or more
Available
Available
Available
J

Jonathan Tyler Ambrose

--

CRD
#8002098
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $48,288,985 --
Non-Discretionary $0 --
Total $48,288,985 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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