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Thoreson Steffes

Thoreson Steffes. CRD 164425

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CRD: 164425

Thoreson Steffes

$49.3M Total AUM
$13.0M Disc. AUM
-- 3Y CAGR
2 Employees
31 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
08-03-2012
Office Locations
1

Office Locations

210 N. Broadway Suite 400 Fargo ND

About Thoreson Steffes

Thoreson Steffes Trust Company is a Fargo, ND advisory firm providing financial planning and portfolio management, with tax and estate planning and insurance coordination. It serves business owners and other retail and institutional clients. Portfolios are ETF-centric with some mutual funds and fixed income, and are typically custodied at Charles Schwab.

Team overview

62 AVG AGE
$49.3M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
13.9 yrs AVG TENURE
2 Employees
1 Advisory Reps
2 RIA Reps
13yrs Firm Age

Insights

Available
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Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

KELLY L STEFFES

KELLY L STEFFES

Advisor, Secretary, TREASURER

CRD
#6077919
Ownership
50% but less than 75%
Available
Available
Available
RICHARD DUANE THORESON

RICHARD DUANE THORESON

Chief Compliance Officer, Partner, President

CRD
#1052432
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-08-2014
03-27-2015
Category Assets AVG. Account size
Discretionary $12,980,331 $2,720,800
Non-Discretionary $36,272,807 --
Total $49,253,138 $2,720,800

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Total Available Available

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