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$17.7M Total AUM
$17.6M Disc. AUM
-- 3Y CAGR
1 Employees
41 ADV. Clients
4 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 11-03-2021
- Office Locations
- 1
Office Locations
340 North Broadway Street Suite 200 Green BAY WI
About Transform Retirement
Transform Retirement is a Wisconsin-based advisory firm focused on helping small businesses strengthen employee benefits through workplace retirement plan and broader financial planning for employees. The firm uses flat, transparent fees with no commissions. Portfolios emphasize diversified, tax-efficient asset allocation using mutual funds and ETFs and are custodied primarily at Charles Schwab.
Team overview
46 AVG AGE
$17.7M AVG AUM / ADVISOR
$430.6K AVG AUM / CLIENT
4.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age
Insights
Available
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Available
Available
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Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Platform
Available
Services
Available
Technology
Available
Owner & Executives
MARK STEPHEN NICHOLAS
Chief Compliance Officer, Founder
- CRD
- #4584095
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $17,618,883 | -- |
| Non-Discretionary | $34,196 | -- |
| Total | $17,653,079 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Equity - Exchange:
Available Cash:
Available Municipal Bonds:
Available Corporate - Investment Grade:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
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