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Tumolo Wealth Management LLC

Tumolo Wealth Management LLC. CRD 330567

Tumolo Wealth Management LLC logo

CRD: 330567

Tumolo Wealth Management LLC

$134.0M Total AUM
$134.0M Disc. AUM
-- 3Y CAGR
7 Employees
449 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
05-16-2024
Office Locations
1

Office Locations

339 Flanders Road Suite 102 East Lyme CT

About Tumolo Wealth Management LLC

Tumolo Financial (Tumolo Wealth Management, a Connecticut-registered RIA) provides planning-based retirement and wealth management for Connecticut and Rhode Island families, with a tax-aware focus. Services include retirement income planning, Social Security optimization, Medicare/healthcare and long-term care planning, and coordination around estate planning. Portfolios are implemented primarily with ETFs. The firm is led by a father–son team and has ongoing visibility via its radio/podcast and TV program, “The Money Report.”

Team overview

36 AVG AGE
$33.5M AVG AUM / ADVISOR
$298.4K AVG AUM / CLIENT
1.4 yrs AVG TENURE
7 Employees
4 Advisory Reps
4 RIA Reps
2yrs Firm Age

Insights

Available
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Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

K

KENNETH DANIEL TUMOLO

Chief Compliance Officer, Founder, MANAGING PRINCIPAL

CRD
#6219688
Ownership
75% or more
Available
Available
Available
N

Nicholas Daniel Tumolo

Investment Advisor Representative

CRD
#7371129
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

MARK LEHMAN BOBRUFF

MARK LEHMAN BOBRUFF

--

CRD
#4365757
Available
Available
Available
B

BRITTNI REHG OXENDINE

--

CRD
#6644634
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-12-2026
Category Assets AVG. Account size
Discretionary $134,000,000 $209,703
Non-Discretionary $0 --
Total $134,000,000 $209,703

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Total Available Available

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