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Upstart Wealth Management, LLC

Upstart Wealth Management, LLC. CRD 173728

Upstart Wealth Management, LLC logo

CRD: 173728

Upstart Wealth Management, LLC

$385.9M Total AUM
$385.9M Disc. AUM
18.9% 3Y CAGR
4 Employees
97 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
01-06-2015
Office Locations
4

Office Locations

-- Chicago IL
-- Durham NC
-- East Haddam CT

About Upstart Wealth Management, LLC

Upstart Wealth Management is a fee-only RIA serving founders, early employees, and other professionals navigating stock options and liquidity events. They provide ongoing financial planning and portfolio management, with portfolios largely implemented via ETFs. Pricing is a flat $7,600 annual retainer with no management fee on the first $750k of assets; custody includes Charles Schwab.

Team overview

40 AVG AGE
$96.5M AVG AUM / ADVISOR
$4.0M AVG AUM / CLIENT
6.2 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
11yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

M

MICHAEL ALAN POWSNER

Certified Financial Planner, Managing Member

CRD
#5237864
Ownership
50% but less than 75%
Available
Available
Available
Y

Youxi Liu

Certified Financial Planner, FINANCIAL PLANNER

CRD
#7416108
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

Y

Yoo Chung Chang

Tax and Financial Planning Associate

CRD
#8047646
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-05-2022
09-13-2023
12-16-2024
11-10-2025
05-28-2026
Category Assets AVG. Account size
Discretionary $385,902,821 $1,864,265
Non-Discretionary $0 --
Total $385,902,821 $1,864,265

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Private Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Private Funds Available Available
Cash Available Available
Total Available Available

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