CRD: 144172
Waterford Capital Investment Advisory Services LLC
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Hilltop Securities
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-20-2007
- Office Locations
- 1
Office Locations
About Waterford Capital Investment Advisory Services LLC
Waterford Capital Investment Advisory Services is a Dallas-area RIA led by founder David O’Connor, focused on building risk-managed portfolios using defined risk metrics designed to hold up across economic cycles. The firm designs and manages portfolios for high-net-worth families, foundations, and endowments, with client accounts segregated and custodied on Charles Schwab’s institutional platform. Public filings indicate an ETF-heavy allocation.
Team overview
Insights
Accredited Investors
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
DAVID PATRICK OCONNOR
Chief Compliance Officer, Investment Advisor Representative, Managing Member, President
- CRD
- #2143494
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
DAVID MICHAEL PIOTROWSKI
--
- CRD
- #2942225
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $228,453,367 | $690,191 |
| Total | $228,453,367 | $690,191 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
Continue browsing