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Weis Advisory

Weis Advisory. CRD 217517

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CRD: 217517

Weis Advisory

$225.6M Total AUM
$213.2M Disc. AUM
16.2% 3Y CAGR
9 Employees
716 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail
Platforms
Available
Established Date
05-01-2015
Office Locations
1

Office Locations

16400 Sheridan Avenue Clive IA

About Weis Advisory

Weiss Advisory Group delivers tax planning and accounting-led financial guidance for individuals and small business owners, with specialties in qualified retirement plans (401(k)/403(b)/457, SEP/SIMPLE), pensions, and stock-option/equity compensation planning. Built on 30+ years as a local resource with a personalized-service approach; founder Richard F. Weiss remains involved as a consultant and serves on the boards of Putnam County Savings Bank and Putnam County Housing.

Team overview

46 AVG AGE
$56.4M AVG AUM / ADVISOR
$315.1K AVG AUM / CLIENT
10 yrs AVG TENURE
9 Employees
4 Advisory Reps
4 RIA Reps
11yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

THOMAS MICHAEL WEISSENBURGER

THOMAS MICHAEL WEISSENBURGER

Chief Compliance Officer, Financial Planner, President

CRD
#2119726
Ownership
75% or more
Available
Available
Available

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Contacts

J

Joshua Clair Hildman

Financial Advisor

CRD
#6648388
Available
Available
Available
MITCHELL WEISSENBURGER MOSER

MITCHELL WEISSENBURGER MOSER

Financial Advisor

CRD
#5667386
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-17-2022
03-25-2023
02-23-2024
03-27-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $213,214,737 $277,985
Non-Discretionary $12,421,571 $887,255
Total $225,636,308 $288,907

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Total Available Available

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