CRD: 110961
Westchester Capital Management INC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 12-19-1986
- Office Locations
- 1
Office Locations
About Westchester Capital Management INC
Westchester Capital Management is a fee-only RIA founded in 1987 that builds individualized, balanced portfolios—primarily stocks and bonds, often implemented with ETFs—for individuals and retirement plans (IRAs, pensions) as well as trusts and corporations. The team emphasizes long-term, disciplined investing through volatility and acts as a fiduciary. Not affiliated with a broker-dealer or insurance agency; custody commonly at Schwab.
Team overview
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Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
CINDY LOU CHRISTENSEN
Chief Executive Officer, President
- CRD
- #2585833
- Ownership
- 75% or more
DONNA CHARLOTTE ERICKSON-NELSON
Chief Compliance Officer, CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT, President
- CRD
- #2992112
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Maximilian Wilhelm Vogt
President
- CRD
- #6738214
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $556,302,985 | $846,732 |
| Non-Discretionary | $0 | -- |
| Total | $556,302,985 | $846,732 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2025
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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