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Cannell & Spears LLC

Cannell & Spears LLC. CRD 142633

Cannell & Spears LLC logo

CRD: 142633

Cannell & Spears LLC

NEW York, NY, 10022
2127525255
www.cannellspears.com
$7.0B Total AUM
$6.8B Disc. AUM
63.4% 3Y CAGR
40 Employees
2,551 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Fiduciary Trust
Clients
Retail and Institutional
Platforms
Peak pioneerQuantum vital
Established Date
01-03-2007
Office Locations
1

Office Locations

535 Madison Avenue 14th Floor NEW York NY

About Cannell & Spears LLC

Cannell & Spears is an independent New York wealth and investment advisory formed in 2024 from Cannell & Co. and Spears Abacus, with a 50+ year legacy serving individuals and families. Partner-led teams deliver personalized portfolios of individually selected stocks, bonds and alternative investments alongside holistic planning for a family’s financial life. The firm publishes quarterly market and investing reports online.

Team overview

53 AVG AGE
$411.3M AVG AUM / ADVISOR
$2.7M AVG AUM / CLIENT
3.6 yrs AVG TENURE
40 Employees
17 Advisory Reps
22 RIA Reps
19yrs Firm Age

Insights

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Asset Classes

Unison Oak Peak Radial summit Fusion timber Vector quantum Element beacon Eagle

Custodian

Optima matrix Horizon momentum Vertex

Investment Themes

Ridge vector Element wave

Investment Vehicles

Ridge Insight pioneer Focus focus

Platform

Signal Peak

Services

Optima Crest eagle Quantum Element ember Crest glacier

Technology

Signal foundation Unison

Owner & Executives

DAVID JONATHAN MAZZULLO

DAVID JONATHAN MAZZULLO

PORTFOLIO MANAGER, Principal

CRD
#2364168
Ownership
10% but less than 25%
(508) 882-4871
value.optima@wavecapital.com
in linkedin.com/in/timber-vital
JAMES ERNEST BREECE IV

JAMES ERNEST BREECE IV

MANAGING PRINCIPAL, PORTFOLIO MANAGER, Principal

CRD
#5788435
Ownership
5% but less than 10%
(626) 367-6837
unison.capital@matrixcapital.com
in linkedin.com/in/ember-capital
E

Ember vertex

Eagle foundation glacier

CRD
#60605
Ownership
29.3%
(408) 296-7382
beacon.capital@capitalcapital.com
in linkedin.com/in/zenith-vector

Showing 2 of 22 owners & executives

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Contacts

LISA KENNEDY

LISA KENNEDY

Chief Executive Officer, Founder

CRD
#7408224
(676) 545-5274
glacier.unison@capitalcapital.com
in linkedin.com/in/focus-pioneer
DIANA MASSEY

DIANA MASSEY

Portfolio Administrator

CRD
#1699066
(906) 860-1794
element.oak@primecapital.com
in linkedin.com/in/prime-ember
R

Ridge element

Prime foundation

CRD
#94794
(985) 522-6350
timber.horizon@fusioncapital.com
in linkedin.com/in/signal-vital

Showing 2 of 27 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-24-2022
03-31-2023
11-21-2024
11-03-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $6,801,800,000 $2,690,585
Non-Discretionary $190,400,000 $3,885,714
Total $6,992,200,000 $2,713,310

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Separately Managed Accounts

Total SMA Asset: $6,866,100,000

$6.9B Total SMA
Equity - Exchange:
19.3%
U.S. Government/Agency:
17.1%
Cash:
10.5%
Corporate - Investment Grade:
19.9%
Public Funds:
4.6%
Municipal Bonds:
18.9%
Other:
9.7%
Asset class Assets Assets %
Equity - Exchange $1,487,519,845 19.3%
U.S. Government/Agency $1,317,957,998 17.1%
Cash $809,272,455 10.5%
Corporate - Investment Grade $1,533,763,986 19.9%
Public Funds $354,538,409 4.6%
Municipal Bonds $1,456,690,419 18.9%
Other $747,613,600 9.7%
Total $7,707,356,712 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
FRONTIER OPTIMA CATALYST QUANTUM HORIZON J7QT2P01Q RAQ 1.37% $54,901,434
ATLAS LEGACY VECTOR SIGNAL FOCUS YGJ56WMEL AEM 1.41% $12,315,048
ALPHA PIONEER VERTEX VERTEX PG1RA8ALO ZIW 4.42% $46,568,158
ALPHA OAK VITAL MERIDIAN CGCQUS97D MPZL 4.88% $68,310,849
GLACIER LEGACY TIMBER CREST NORTH NO0HHMPAF RQBMM 7.78% $114,738,644
WAVE PEAK BEACON LEGACY EAGLE WKVQQ2JXL NLM 4.01% $75,194,415
VECTOR FOCUS SIGNAL ATLAS FFGWR6Z8W MAK 1.14% $33,104,275
FOUNDATION BEACON VALUE PIONEER VECTOR YOD3JFWZU SVJRE 2.49% $21,078,047

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