This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · Fiduciary Trust
- Clients
- Retail and Institutional
- Platforms
- Peak pioneerQuantum vital
- Established Date
- 01-03-2007
- Office Locations
- 1
Office Locations
About Cannell & Spears LLC
Cannell & Spears is an independent New York wealth and investment advisory formed in 2024 from Cannell & Co. and Spears Abacus, with a 50+ year legacy serving individuals and families. Partner-led teams deliver personalized portfolios of individually selected stocks, bonds and alternative investments alongside holistic planning for a family’s financial life. The firm publishes quarterly market and investing reports online.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
DAVID JONATHAN MAZZULLO
PORTFOLIO MANAGER, Principal
- CRD
- #2364168
- Ownership
- 10% but less than 25%
JAMES ERNEST BREECE IV
MANAGING PRINCIPAL, PORTFOLIO MANAGER, Principal
- CRD
- #5788435
- Ownership
- 5% but less than 10%
Ember vertex
Eagle foundation glacier
- CRD
- #60605
- Ownership
- 29.3%
Showing 2 of 22 owners & executives
Unlock allContacts
LISA KENNEDY
Chief Executive Officer, Founder
- CRD
- #7408224
DIANA MASSEY
--
- CRD
- #1699066
Ridge element
Prime foundation
- CRD
- #94794
Showing 2 of 27 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,801,800,000 | $2,690,585 |
| Non-Discretionary | $190,400,000 | $3,885,714 |
| Total | $6,992,200,000 | $2,713,310 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $6,866,100,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,487,519,845 | 19.3% |
| U.S. Government/Agency | $1,317,957,998 | 17.1% |
| Cash | $809,272,455 | 10.5% |
| Corporate - Investment Grade | $1,533,763,986 | 19.9% |
| Public Funds | $354,538,409 | 4.6% |
| Municipal Bonds | $1,456,690,419 | 18.9% |
| Other | $747,613,600 | 9.7% |
| Total | $7,707,356,712 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FRONTIER OPTIMA CATALYST | QUANTUM HORIZON | J7QT2P01Q | RAQ | 1.37% | $54,901,434 |
| ATLAS LEGACY VECTOR | SIGNAL FOCUS | YGJ56WMEL | AEM | 1.41% | $12,315,048 |
| ALPHA PIONEER | VERTEX VERTEX | PG1RA8ALO | ZIW | 4.42% | $46,568,158 |
| ALPHA OAK | VITAL MERIDIAN | CGCQUS97D | MPZL | 4.88% | $68,310,849 |
| GLACIER LEGACY TIMBER | CREST NORTH | NO0HHMPAF | RQBMM | 7.78% | $114,738,644 |
| WAVE PEAK BEACON | LEGACY EAGLE | WKVQQ2JXL | NLM | 4.01% | $75,194,415 |
| VECTOR FOCUS | SIGNAL ATLAS | FFGWR6Z8W | MAK | 1.14% | $33,104,275 |
| FOUNDATION BEACON VALUE | PIONEER VECTOR | YOD3JFWZU | SVJRE | 2.49% | $21,078,047 |