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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Fiduciary Trust
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 01-03-2007
- Office Locations
- 1
Office Locations
About Cannell & Spears LLC
Cannell & Spears is an independent New York wealth and investment advisory formed in 2024 from Cannell & Co. and Spears Abacus, with a 50+ year legacy serving individuals and families. Partner-led teams deliver personalized portfolios of individually selected stocks, bonds and alternative investments alongside holistic planning for a family’s financial life. The firm publishes quarterly market and investing reports online.
Reported data analysis
What the numbers show
Between November 3, 2025 and March 30, 2026, reported AUM increased 10.7%, from $6.3B to $7.0B.
Across 5 reported observations, AUM increased 248.4% between March 24, 2022 and March 30, 2026, from $2.0B to $7.0B.
Of the latest reported AUM, 97.3% is discretionary and 2.7% is non-discretionary.
The firm reports 17 advisory representatives and 2,551 clients, or 150.1 clients per representative. That equates to $2.7M in reported AUM per client.
The profile lists 1 reported office location and 19 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
DAVID JONATHAN MAZZULLO
PORTFOLIO MANAGER, Principal
- CRD
- #2364168
- Ownership
- 10% but less than 25%
JAMES ERNEST BREECE IV
MANAGING PRINCIPAL, PORTFOLIO MANAGER, Principal
- CRD
- #5788435
- Ownership
- 5% but less than 10%
Showing 2 of 22 owners & executives
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LISA KENNEDY
Chief Executive Officer, Founder
- CRD
- #7408224
DIANA MASSEY
Portfolio Administrator
- CRD
- #1699066
Showing 2 of 27 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,801,800,000 | $2,690,585 |
| Non-Discretionary | $190,400,000 | $3,885,714 |
| Total | $6,992,200,000 | $2,713,310 |
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Separately Managed Accounts
SMA allocation detail is available
Cannell & Spears LLC has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Cannell & Spears LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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