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Oppenheimer & Co. Inc.

Oppenheimer & Co. Inc.. CRD 249

Oppenheimer & Co. Inc. logo

CRD: 249

Oppenheimer & Co. Inc.

$36.7B Total AUM
$14.2B Disc. AUM
9.1% 3Y CAGR
2,806 Employees
39,036 ADV. Clients
71 yrs Firm Age

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Firm Details

Custodian
Oppenheimer
Clients
Retail and Institutional
Established Date
02-09-1955
Office Locations
108

Office Locations

1 Financial Plaza Suite 2110 Providence RI
10 Brook Street Suite 290 Asheville NC
100 International Drive Suite 19200 Baltimore MD

About Oppenheimer & Co. Inc.

Oppenheimer & Co. is a global financial institution (serving clients since 1881) providing wealth management with customized financial planning, investing, and wealth-transition strategies for individuals and families, alongside capital markets and investment banking solutions for municipalities, institutions, and emerging-growth/middle-market companies. Investment approach emphasizes growth and capital preservation across traditional and non-traditional products, supported by in-house research and market strategy.

Reported data analysis

What the numbers show

Between October 24, 2025 and June 23, 2026, reported AUM increased 13.2%, from $32.4B to $36.7B.

Across 5 reported observations, AUM increased 35.8% between December 9, 2022 and June 23, 2026, from $27.0B to $36.7B.

Of the latest reported AUM, 38.8% is discretionary and 61.2% is non-discretionary.

The firm reports 1,219 advisory representatives and 39,036 clients, or 32 clients per representative. That equates to $940.4K in reported AUM per client.

The profile lists 108 reported office locations and 71 years in operation. The source data was last updated on June 23, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

50 AVG AGE
$30.1M AVG AUM / ADVISOR
$940.4K AVG AUM / CLIENT
10.7 yrs AVG TENURE
2,806 Employees
1,219 Advisory Reps
1,135 RIA Reps
71yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Fund Managers
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

T

Thomas Edward Cassidy

DIRECTOR, MANAGING DIRECTOR

CRD
#4502955
Ownership
Less than 5%
P

PETER JOHN GIORDANO

--

CRD
#2921308
Ownership
Less than 5%

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Contacts

MARK D ABBONIZIO

MARK D ABBONIZIO

Financial Advisor

CRD
#6180296
JACKIE LEA ABELS

JACKIE LEA ABELS

Financial Advisor

CRD
#2390400

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-09-2022
12-13-2023
07-18-2024
10-24-2025
06-23-2026
Category Assets AVG. Account size
Discretionary $14,233,267,307 $695,289
Non-Discretionary $22,477,438,441 $1,210,743
Total $36,710,705,748 $940,432

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Separately Managed Accounts

SMA allocation detail is available

Oppenheimer & Co. Inc. has reported separately managed account data across 8 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Oppenheimer & Co. Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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