AdvizorPro
Round Rock Advisors LLC

Round Rock Advisors LLC. CRD 286007

Round Rock Advisors LLC logo

CRD: 286007

Round Rock Advisors LLC

$906.7M Total AUM
$906.7M Disc. AUM
19.4% 3Y CAGR
22 Employees
647 ADV. Clients
9 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Charles Schwab & Company ยท Vanguard
Clients
Retail and Institutional
Platforms
Available
Established Date
01-23-2017
Office Locations
2

Office Locations

187 Danbury Road Suite 201 Wilton CT
600 Mamaroneck AVE Suite 400 Harrison NY

About Round Rock Advisors LLC

Round Rock Advisors is an independent RIA providing comprehensive wealth management and business-owner advisory, spanning financial, tax, retirement, estate and cash-flow planning alongside investment management. The firm also advises on valuation, M&A/exit and succession planning for privately held companies. Portfolios emphasize diversified, allocation-driven implementation with significant ETF usage, and the team supports both wealth advisors and asset managers with operational systems.

Team overview

54 AVG AGE
$75.6M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
5.1 yrs AVG TENURE
22 Employees
12 Advisory Reps
11 RIA Reps
9yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

BERT THOMAS BOWLER

BERT THOMAS BOWLER

PRINCIPAL, PRIVATE WEALTH ADVISOR

CRD
#2485212
Ownership
50% but less than 75%
Available
Available
Available
C

CRAIG DAN JENSEN MR.

Chief Compliance Officer, PRIVATE WEALTH ADVISOR

CRD
#5766588
Ownership
50% but less than 75%
Available
Available
Available

Showing 2 of 2 owners & executives

Unlock all

Contacts

E

Elaine Votier Biersack

Associate Financial Advisor

CRD
#7268012
Available
Available
Available
A

Allison Costas

--

CRD
#8139128
Available
Available
Available

Showing 2 of 9 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-28-2022
11-07-2023
11-01-2024
12-10-2025
06-22-2026
Category Assets AVG. Account size
Discretionary $906,658,173 $468,557
Non-Discretionary $0 --
Total $906,658,173 $468,557

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Private Funds:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Private Funds Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

Continue browsing

View all advisor firms in Connecticut

Start a free trial and
prospect smarter