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Tocqueville Asset Management LP

Tocqueville Asset Management LP. CRD 105690

Tocqueville Asset Management LP logo

CRD: 105690

Tocqueville Asset Management LP

$10.2B Total AUM
$9.3B Disc. AUM
1.6% 3Y CAGR
73 Employees
1,270 ADV. Clients
36 yrs Firm Age

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Firm Details

Custodian
Pershing · US Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
04-27-1990
Office Locations
1

Office Locations

40 West 57th Street 19th Floor NEW York NY

About Tocqueville Asset Management LP

Tocqueville Asset Management (New York) advises affluent families with complex, multigenerational needs, pairing custom portfolio management with tax-sensitive planning, legacy/gifting guidance, household bill pay/accounting, and coordination with clients’ legal and tax advisors. Portfolios span equities, fixed income, alternatives and Qualified Opportunity Zone investing with a capital-preservation mindset. Clients work directly with the portfolio managers, who invest alongside them.

Team overview

55 AVG AGE
$292.6M AVG AUM / ADVISOR
$8.1M AVG AUM / CLIENT
5.9 yrs AVG TENURE
73 Employees
35 Advisory Reps
27 RIA Reps
36yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

A

ALEXANDER WILLIAM KLEINSCHMIDT

Equity Analyst

CRD
#4858430
Ownership
10% but less than 25%
Available
Available
Available
PAUL J KLEINSCHMIDT

PAUL J KLEINSCHMIDT

President, Chief Executive Officer & Portfolio Manager

CRD
#5102086
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

N

NORMAN DOUGLAS ADAMS

Analyst

CRD
#837996
Available
Available
Available
MICHAEL LEWIS BERTASH

MICHAEL LEWIS BERTASH

Institutional Client Sales

CRD
#1732623
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-29-2022
08-24-2023
03-21-2024
06-04-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $9,316,887,464 $4,248,467
Non-Discretionary $922,877,768 $7,627,089
Total $10,239,765,232 $4,425,136

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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