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Vision Investment Advisors, LLC

Vision Investment Advisors, LLC. CRD 109621

Vision Investment Advisors, LLC logo

CRD: 109621

Vision Investment Advisors, LLC

$137.4M Total AUM
$126.4M Disc. AUM
13.9% 3Y CAGR
9 Employees
129 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Capital Group · Charles Schwab & Company · Equity Trust · Millennium Trust
Clients
Retail and Institutional
Platforms
Available
Established Date
09-22-2000
Office Locations
4

Office Locations

1010 Washington Blvd Suite 300 Stamford CT
-- Delray Beach FL
-- Fallbrook CA

About Vision Investment Advisors, LLC

Vision Investment Advisors, LLC is an SEC-registered RIA headquartered in Stamford, CT providing discretionary portfolio management tailored to client objectives, goals, and risk tolerances for retail and institutional investors. The firm has served investors for over a decade, with managed accounts emphasizing ETF-based equity exposure alongside cash and corporate fixed income, supported by portfolio construction and risk management.

Team overview

48 AVG AGE
$34.3M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
12.5 yrs AVG TENURE
9 Employees
4 Advisory Reps
7 RIA Reps
25yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

HOWARD MARTIN ROTHMAN

HOWARD MARTIN ROTHMAN

Chief Executive Officer, Manager, Owner

CRD
#1098190
Ownership
25% but less than 50%
Available
Available
Available
J

JOAN HARRIET HANKO

Associate, Owner

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

L

Luke David Berte

--

CRD
#6483149
Available
Available
Available
J

JUSTIN EVERETT BOSHNACK

--

CRD
#3062830
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-01-2022
03-21-2023
12-16-2024
04-23-2025
05-12-2026
Category Assets AVG. Account size
Discretionary $126,431,127 $1,089,924
Non-Discretionary $10,959,212 $843,016
Total $137,390,339 $1,065,041

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Corporate - Non-Investment Grade:
Available
Derivatives:
Available
Municipal Bonds:
Available
Other:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Corporate - Non-Investment Grade Available Available
Derivatives Available Available
Municipal Bonds Available Available
Other Available Available
U.S. Government/Agency Available Available
Total Available Available

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